New York City’s Office of Emergency Management (OEM) conducts a training exercise called Operation ICE, which is designed to prepare emergency response workers for the possibility of a terrorist attack and includes a simulated chemical attack near the World Trade Center. [City of New York, 11/9/1997; New York Times, 11/9/1997; 9/11 Commission, 5/19/2004] Operation ICE is the largest terrorism response exercise ever conducted by the city. Its aim, according to Mayor Rudy Giuliani, is “to see what would happen if in fact there was a chemical attack and to see how police, fire, EMS [emergency medical services], hospitals, the FBI… would all respond.” [New York Daily News, 11/10/1997; New York Times, 11/10/1997]
Volunteers Go to Hospitals with the Symptoms of Chemical Exposure – Operation ICE incorporates a series of field and tabletop exercises. It consists of three interconnected training events, called MEDEX, FIELDEX, and INFRAEX. MEDEX, apparently the first event to take place, is held on November 8. Forty-one city hospitals are involved in it. The aim is for the emergency workers who participate to learn how to deal with and treat “walk-in, self-referred” patients who arrive at emergency rooms minutes or hours after they have been exposed to a chemical agent. Volunteers, playing the victims, visit the hospitals, complaining about various symptoms. Hospital personnel have to determine the type of chemical exposure that matches the symptoms and decide how to treat the victims. [New York Times, 11/9/1997; Fire Engineering, 3/1998]
Field Exercise Is Held near the WTC – FIELDEX, which is the centerpiece of Operation ICE, takes place a day later, on November 9. This is an elaborate field training exercise involving a simulated chemical attack at a large public gathering. It is directed by Jerome Hauer, head of the OEM, and more than 600 emergency response workers take part. They belong to agencies including the New York Police Department, the New York Fire Department, the FBI, the Office of the Chief Medical Examiner, and the Departments of Defense, Environmental Protection, Health, and Transportation. [City of New York, 11/9/1997; New York Times, 11/10/1997] The exercise is held less than a mile away from the WTC, on Greenwich Street, between Hubert and North Moore Streets. [New York Daily News, 11/10/1997] It takes place “eerily in the shadow of the Twin Towers,” Giuliani will later comment. [Giuliani, 2002, pp. 63]
Islamic Terrorists Release a Lethal Gas in the Simulation – The scenario for the exercise involves a rally held by a controversial political group. This is “a greed-is-good kind of group,” Giuliani will say. A speaker at the rally explains the group’s philosophy, which gets his listeners angry, and two or three of them consequently attack the group. They release VX, a deadly nerve gas, killing 21 people and injuring at least 27. The mock attackers are Islamic terrorists, according to Giuliani. Red Cross volunteers and police cadets pretend to be victims of the attack, while several mannequins represent people who have been killed. FIELDEX lasts for four hours. [New York Daily News, 11/10/1997; New York Times, 11/10/1997; 9/11 Commission, 5/19/2004]
Real Bomb Goes Off before the Exercise Starts – Participating emergency response workers are unaware of the details of the scenario before the exercise begins. “[W]e know to be prepared, that it is going to happen, but haven’t been given any particulars,” one law enforcement official comments. [New York Times, 11/9/1997] Local residents reportedly approve of the exercise, despite the disruption it causes. One woman remarks that she feels it “needs to be done” because, she says, “Living downtown, we are a direct target for this kind of threat, with the World Trade Center and everything.” [New York Daily News, 11/10/1997] Ironically, two hours before the exercise commences, a real but crude bomb explodes in front of an office building a few blocks away from where the exercise is held. No advance warning is given but, fortunately, no one is injured. No one will take responsibility for the bombing. [New York Times, 11/10/1997]
Exercise Is Mostly Funded by the Defense Department – The INFRAEX segment of Operation ICE consists of a workshop that considers how the simulated attack would affect the city’s infrastructure, and how any adverse effects could be minimized and corrected. The date when this part of the exercise is held is unstated. [Fire Engineering, 3/1998] Operation ICE is the culmination of a yearlong disaster preparedness project. [City of New York, 11/9/1997] Most of the funding for it has come from a grant from the Department of Defense. [New York Daily News, 11/10/1997; New York Times, 11/10/1997] The exercise is intended to be a model for cities throughout the US. [Fire Engineering, 3/1998]
Summer 2001: Transportation Department Not Told of Impending Al-Qaeda Threat
Although the CIA, FBI, and White House Counterterrorism Security Group (CSG) are well aware that there is a heightened threat environment at this time because of warning signs of an impending al-Qaeda attack, the Department of Transportation is not informed of this. Although he is responsible for the FAA, Coast Guard, and other agencies that should help prepare for a domestic terrorist attack, Secretary of Transportation Norman Mineta will later tell the 9/11 Commission, “We had no information of that nature at all.” When he testifies to the Commission, Mineta will not recall any special effort by the White House to warn his department, or any special interagency meetings during this period. Author Philip Shenon will say that this is “proof of how little the Bush White House had done to prepare domestic agencies for a terrorist attack that summer,” adding that this shows that Mineta “and the Transportation Department had no sense at all of how dire the terrorist warning were in 2001.” [Shenon, 2008, pp. 116]
July 30-August 1, 2001: Hijackings and Terrorism Are Key Topics of Discussion at an Airport Security Conference
A conference is held in San Francisco, California, to examine airport security, during which terrorism and hijackings are two of the main topics of discussion. The Airport Security Summit is held at the Hyatt Regency hotel, near San Francisco International Airport. [Security, 6/2001; Security Technology and Design, 10/2001] It is produced by World Research Group, a New York-based conference and training development company. [Security Technology and Design, 10/2001; World Research Group, 2011] Numerous top aviation and airport executives attend the three-day event, at which they discuss their security problems and successes. Participants include representatives from San Francisco International Airport, JFK International Airport in New York, Logan International Airport in Boston, United Airlines, the Federal Aviation Administration, and the US Department of Transportation, among others. [World Research Group, 6/19/2001; World Research Group, 6/19/2001; Airport Business, 9/2001] Aircraft hijackings and terrorism are two of the key agenda topics. [Security Technology and Design, 10/2001] The conference includes presentations with titles such as “It Can’t Happen Here: Anatomy of an Attempted Hijacking,” “Airport Safety and Security: Logan International Airport’s Approach,” and “Working Towards Better Partnerships to Combat Security Threats.” [World Research Group, 6/19/2001] The event is held “[i]n response to growing awareness that aviation security needed strengthening,” according to Security Technology and Design magazine. [Security Technology and Design, 10/2001]
August 30, 2001: Transportation Department Holds Plane Hijacking Exercise
A tabletop exercise is held at the Department of Transportation (DOT) in Washington, DC, as part of its preparations for the 2002 Winter Olympics in Salt Lake City. According to Ellen Engleman, the administrator of the DOT’s Research and Special Programs Administration, this is “actually much more than a tabletop” exercise, though she does not explain how. She will later recount, “During that exercise, part of the scenario, interestingly enough, involved a potentially hijacked plane and someone calling on a cell phone, among other aspects of the scenario that were very strange when 12 days later, as you know, we had the actual event [of 9/11].” [Mineta Transportation Institute, 10/30/2001, pp. 108 ] Further details of this exercise are unknown. The DOT’s Crisis Management Center will be heavily involved in the 9/11 crisis response, acting as a focal point for the transportation response to the attacks (see 9:00 a.m. September 11, 2001).
9:00 a.m. September 11, 2001: Transportation Department Crisis Management Center Coordinates Emergency Response
On the order of Transportation Secretary Norman Mineta, the Department of Transportation’s Crisis Management Center (CMC) was quickly activated after the first WTC tower was hit (see (8:48 a.m.-9:05 a.m.) September 11, 2001). It is thus fully operational by this time, with security procedures initiated, secure lines of communication, and key contacts on line. The CMC is located in the Office of Emergency Transportation, on the 8th floor of the DOT’s Washington headquarters. It serves as a focal point for the transportation response during emergencies, enabling senior department personnel to conduct operations in a coordinated manner. [US Department of Transportation, 12/30/1999 ; US Congress. Senate. Committee on Commerce, Science and Transportation, 9/20/2001; US Congress, 10/10/2001; 9/11 Commission, 5/23/2003] It includes representatives from all nine transportation modes (i.e., the different means of transport, such as road, rail, air), including Federal Aviation, as well as public affairs, and intelligence and security functions. It is capable of gathering information in real time via its own reporting system, and provides a flow of information to the DOT leadership, the White House, and Cabinet leaders on developments within the nation’s transportation infrastructure (including in the air). The CMC will remain fully operational, manned on a 24/7 basis, even in the weeks after the attacks have ended. [US Congress, 10/10/2001; Mineta Transportation Institute, 10/30/2001, pp. 12
] Furthermore, according to Mineta, in an incident “involving a major crash of any type,” the Office of the Secretary of Transportation “goes into a major information-gathering response. It contacts the mode of administration overseeing whatever mode of transportation is involved in the incident. It monitors press reports, contacts additional personnel to accommodate the surge in operations, and centralizes the information for me through the chief of staff. In major incidents, it will follow a protocol of notification that includes the White House and other agencies involved in the incident.” He says that these activities, “albeit in the nascent stage of information-gathering,” took place in the initial minutes after Flight 11 hit the WTC. [9/11 Commission, 5/23/2003]
After 11:00 a.m. September 11, 2001: Investigators Refuse to Let a Manager at Dulles Airport Get Involved with Interviews of His Personnel
Investigators at Washington’s Dulles International Airport sternly refuse to let Steve Wragg, a manager, get involved with interviews of his employees, even just to help as a translator for workers with limited English-speaking skills. [Trento and Trento, 2006, pp. 128-129] Flight 77 took off from Dulles Airport at 8:20 a.m. (see (8:20 a.m.) September 11, 2001) and crashed into the Pentagon at 9:37 a.m. (see 9:37 a.m. September 11, 2001). [9/11 Commission, 7/24/2004, pp. 8, 10] Wragg works as the district manager in charge of the airport for Argenbright Security, which handles the passenger security checkpoints, baggage, and other services there for American Airlines and United Airlines. [Atlanta Business Chronicle, 10/12/2001; Trento and Trento, 2006, pp. 125] Having just returned from a trip to Boston, he was away from work when the crashes at the World Trade Center took place. [Brighton Argus, 9/26/2001] But after learning of the attacks, he headed to Dulles Airport to check on Ed Nelson, a security manager who works for him, and the airport’s screeners. He arrived at around 11:00 a.m. and found the place in chaos, filled with people dressed in suits who were wearing earpieces and carrying guns. He found Nelson and the two men headed to the airport’s security checkpoints where they saw personnel standing around, being interviewed by men in suits with clipboards.
Manager Is Told that the Investigation Is None of His Business – Wragg now heads to his office, where screeners are being questioned by investigators, and sees people who belong to numerous agencies, including the FBI, the CIA, airport police, the Department of Transportation, and the Immigration and Naturalization Service. However, he is unable to find anyone who can tell him who is in charge, what is going on, or who he is meant to talk to. Instead, an agent orders him to get out. “Anybody I spoke to said, ‘We need you to stay out of this, we’re taking over, this is none of your business right now,’” he will later recall.
Manager’s Offer of Help with Translation Is Rejected – Wragg calls Argenbright Security’s headquarters, and is told to “secure the records” and “make sure no one touches anything.” He explains to his bosses what the situation is like at the airport and asks what they want him to do. He is instructed to try and get involved if investigators are speaking to Argenbright employees. He then attempts to do this but the investigators refuse to let him participate. “You’re not going to be a part of this,” they tell him. Wragg thinks the investigators will need him to help translate, since many of his company’s employees are immigrants with limited English-speaking skills. Some of them are saying yes to investigators when they don’t know the answer to a question, just to pacify their interrogators, and some of the investigators are getting frustrated at the situation. Wragg wants to assist. “I’m not here for any other reason but to help,” he tells the investigators, but they still order him to “get out.” [Trento and Trento, 2006, pp. 128-129]
July 7, 2003: 9/11 Commission Denounces Lack of Cooperation, Chairman Complains about Government ‘Minders’
The 9/11 Commission releases a status report showing that various government agencies are not cooperating fully with its investigation. Neither the CIA nor the Justice Department have provided all requested documents. Lack of cooperation on the part of the Department of Defense “[is] becoming particularly serious,” and the Commission has received no responses whatsoever to requests related to national air defenses. The FBI, State Department, and Transportation Department receive generally positive reviews. [Associated Press, 7/9/2003] Commissioner Tim Roemer complains: “We’re not getting the kind of cooperation that we should be. We need a steady stream of information coming to us.… Instead, We’re getting a trickle.” [Guardian, 7/10/2003] The Commission is eventually forced to subpoena documents from the Defense Department and FAA (see November 6, 2003). Commission Chairman Tom Kean also highlights the presence of government “minders” at Commission interviews. The minders accompany witnesses the Commission is interviewing and come from the witnesses’ parent agencies. Kean says: “I think the Commission feels unanimously that it’s some intimidation to have somebody sitting behind you all the time who you either work for or works for your agency. You might get less testimony than you would.” He adds, “We would rather interview these people without minders or without agency people there.” [New York Times, 7/8/2003; Associated Press, 7/9/2003] However, Kean will later play down the effect minders are having on witnesses (see September 23, 2003), the full scope of which will be revealed in an internal Commission memo (see October 2, 2003).
May 6, 2004: Report of Transportation Department Investigation Released, Blames Destruction of Tape of Controllers’ 9/11 Recollections on ‘Poor Judgment’
The Department of Transportation’s Office of Inspector General (OIG) releases a report on its investigation into how well the FAA cooperated with the 9/11 Commission, which focuses on the deliberate destruction of a tape recording of air traffic controllers’ recollections of the 9/11 attacks, and blames this on “poor judgment.” [New York Times, 5/6/2004; Air Safety Week, 5/17/2004 ]
Senator Requested Investigation – In October 2003, Senator John McCain (R-AZ), the chairman of the Committee on Commerce, Science, and Transportation, asked the OIG to investigate how well the FAA responded to the 9/11 Commission’s requests for agency documents and other materials. [US Department of Transportation, 5/4/2004 ]
FAA Cooperated, but Managers Criticized – Having conducted its investigation, the OIG now issues a report, which finds that the FAA generally cooperated with the Commission by providing documents about its activities on September 11. [Washington Post, 5/6/2004] However, the report criticizes two managers at the FAA’s New York Center, over the destruction of an audio tape that was made on September 11. [US Department of Transportation, 5/4/2004 ] Within a few hours of the 9/11 attacks, Kevin Delaney, the New York Center’s quality assurance manager, was instructed to make a tape recording of six controllers at the center who had been involved in handling or tracking two of the hijacked aircraft, recalling their experiences of the attacks (see 11:40 a.m. September 11, 2001). But Delaney destroyed the tape of the controllers’ statements a few months later (see Between December 2001 and February 2002). [9/11 Commission, 10/1/2003
; Washington Post, 5/6/2004; Air Safety Week, 5/17/2004
] The 9/11 Commission learned of the tape and its destruction during interviews with New York Center employees in September and October 2003.
Actions Not in the Best Interest of FAA, Transportation Department, and Public – The OIG’s report criticizes Delaney for destroying the tape, and Mike McCormick, the New York Center manager, for not telling his superiors about the tape and an agreement he made with the air traffic controllers’ union to destroy it (see (Shortly Before 11:40 a.m.) September 11, 2001). The report says the two men “did not, in our view, act in the best interest of FAA, the Department [of Transportation], or the public,” and adds, “Their actions in this case do not reflect proper judgment expected of professionals in those management positions.”
FAA Policy Does Not Prohibit Taped Statements – Delaney told OIG investigators that one reason he destroyed the tape was that he considered its creation to be against FAA policy, which requires that controllers provide written statements. However, the OIG’s report disputes this. It states, “[W]e reviewed the FAA order that prescribes policy for the investigation of aircraft accidents and incidents, finding that it does not specifically prohibit tape-recorded statements, but rather is silent with regard to this specific issue.” The report adds, “We interviewed staff from the FAA air traffic evaluations and investigations staff (policy experts on aircraft accident/incident investigations), who advised that while the order does provide for only written statements, the tape—once created—should have been treated as an original record and thus kept in accordance with agency retention requirements—five years.”
FAA Authorities Should Have Been Consulted – Delaney destroyed the tape of his own volition and without consulting his superiors. But the report states that he “had no authority to decide whether the taping violated FAA policy or the rights of the controllers. The proper course of action for [Delaney] would have been to communicate his concerns to appropriate levels of authority, as opposed to substituting his own judgment and summarily destroying the tape.” Specifically, “he should have sought advice and counsel from the evaluations and investigations staff and/or FAA’s chief counsel, which he told us he had not done.”
Managers Created Impression of Evidence Being Withheld – The report criticizes Delaney and McCormick for creating the impression that they were hiding something. It states: “The destruction of evidence in the government’s possession… has the effect of fostering an appearance that information is being withheld from the public. We do not ascribe motivations to the managers in this case of attempting to cover up, and we have no indication there was anything on the tape that would lead anyone to conclude that they had something to hide or that the controllers did not properly carry out their duties on September 11. The actions of these managers, particularly the quality assurance manager, nonetheless, do little to dispel such appearances.”
Tape Now Unavailable to Assist Investigations – The OIG’s report concludes: “As a result of the judgments rendered by these managers, no one will ever know for certain the content of the tape or its intrinsic value, nor be able to compare the audio taped statements with the controllers’ written witness statements—one of which was prepared three weeks later—for purposes of ensuring completeness.… [W]hat those six controllers recounted on September 11, in their own voices, about what transpired that morning, are no longer available to assist any investigation or inform the public.” [US Department of Transportation, 5/4/2004 ]
Tape’s Destruction ‘Was a Cover-Up’ – While the OIG’s report only accuses Delaney and McCormick of having “exercised poor judgment concerning the issue of retention of the audio tape,” one former criminal investigator will be more forthright, commenting, “Ray Charles [the blind musician] could see that this was a cover-up.” [US Department of Transportation, 5/4/2004 ; Air Safety Week, 5/17/2004
]
September 1, 2006: FAA Cleared of Misleading the 9/11 Commission
The Transportation Department’s inspector general issues a report clearing FAA executives of deliberately misleading the 9/11 Commission. The commission had been frustrated over inaccurate statements made by the FAA and NORAD, and referred the matter to the relevant inspectors general (see Shortly before July 22, 2004). [Associated Press, 9/1/2006] Military and civil aviation officials had initially portrayed their responses on 9/11 as fast and efficient. Yet according to evidence found by the commission, the military never had any of the hijacked aircraft in its sights. [Washington Post, 9/2/2006] Among other things, the FAA claimed that an Air Force liaison had joined its teleconference and established contact with NORAD immediately after the first WTC tower was hit. According to the inspector general’s report though, this liaison only joined the teleconference after the Pentagon was struck at 9:37 a.m. [US Department of Transportation, 8/31/2006 ; Associated Press, 9/1/2006] The report says the inspector general’s office found no evidence that FAA executives deliberately made false statements or purposely omitted accurate information from any statements, regarding their notifications about the hijackings to the military on 9/11. It blames their incorrect statements on innocent mistakes, such as an erroneous entry in an early FAA timeline and a false assumption that others would correct the record. However, it recommends that the FAA “consider appropriate administrative action” against two unnamed executives for their failure to correct false information provided to the 9/11 Commission. [US Department of Transportation, 8/31/2006
; New York Times, 9/2/2006; Washington Post, 9/2/2006]